Business Risk Product Specialist
- Education: Bachelor’s Degree (BS/BA) is strictly required. Advanced degrees (JD, MBA, or MS) are a significant plus.
- Experience: 4+ years within the financial services industry, specifically within Product, Risk, or Regulatory Compliance functions.
- Technical Knowledge: Familiarity with international regulatory frameworks such as MiFID II, PRIIPs, AIFMD, and Reg S is highly preferred.
- Operational Excellence: Proven ability to meet strict daily deadlines and manage high-volume workflows without sacrificing accuracy.
- Communication: Exceptional analytical skills and the ability to explain complex regulatory hurdles to non-technical stakeholders.
shift: First
work hours: 8 AM - 5 PM
education: Bachelors Responsibilities Core Responsibilities
- Product Gatekeeping: Conduct rigorous assessments of client eligibility for a diverse suite of investment products, including Alternative Investments, Structured Products, and Syndicate offerings.
- Regulatory Compliance: Review and validate complex client documentation based on entity type, specific product risk, and jurisdictional requirements.
- Trade Execution Support: Facilitate the seamless flow of business by ensuring rapid, accurate responses to trade requests while maintaining strict risk controls.
- Risk Mitigation: Identify potential gaps in documentation or eligibility and collaborate with stakeholders to resolve issues before trade execution.
- Stakeholder Communication: Articulate technical, business, and operational concepts clearly to financial advisors, legal teams, and senior management.
- Financial Services (4 years of experience is required)
- Risk - Management (4 years of experience is required)
- Regulatory Compliance - SEC (4 years of experience is preferred)
- Analytical Thinking (4 years of experience is required)
- Communication (4 years of experience is required)
- Years of experience: 4 years
- Experience level: Experienced
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status. At Randstad, we welcome people of all abilities and want to ensure that our hiring and interview process meets the needs of all applicants. If you require a reasonable accommodation to make your application or interview experience a great one, please contact [email protected]. Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including: medical, prescription, dental, vision, AD&D, and life insurance offerings, short-term disability, and a 401K plan (all benefits are based on eligibility). This posting is open for thirty (30) days.
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